Objectives

To acquire necessary knowledge in order to prevent conflict of interests and if it does occur, to respond to such situations.

Content

In the course of the proposed training, participants will:

• Receive explanation on what conflicts of interests are, as well as on the legal and regulatory principles framing them, including CSSF Circular 18/698
• Have the opportunity to apply the above knowledge to typical cases, i: e. analyse examples of potential internal conflicts
• Learn how to anticipate and react to conflicts of interest situations (prevention and remediation measures).

Methodology

This training session is designed to be highly interactive. The idea is to work on practical situations (anonymised) and to have open discussions to share market practices.

The outcome of the training will therefore be two sided:

• on the one hand an alignment amongst the clients’ participants of the awareness and understanding of conflict of interests and
• on the other hand suggestions for improving the clients’ conflict of interest treatment (prevention and remediation measures).

Speakers

Dr. Michael Daemgen (Partner, Arendt Regulatory & Consulting)
Anastasia Marie-Hontaas (Senior Manager, Arendt Regulatory & Consulting)

Target Group

Professionals of the Investment Management Sector.

Duration

2 hours

Language

English

Price

€300

For any information, please contact us by e-mail institute@arendt.com